ALLAN SCHORE ON
FREUD’S WORK: IT’S ALL IN "THE RIGHT
MIND"
Allan Schore
Although some of his theories are still hotly
debated, Sigmund Freud, (May 6, 1856 – September 23, 1939)
is widely regarded as a trailblazer in the realm of psychiatry
and psychology. The Austrian psychiatrist and neurologist, who
was allegedly the first to offer a comprehensive explanation of
how human behavior is determined by the conscious and unconscious
forces, is regarded as the founder of psychoanalysis.
Along with the “talk therapy” that remains the
staple of psychiatric treatment to this day, Freud popularized,
among other notions, such concepts as the psychosexual stages of
development; Oedipus complex; transference; dream symbolism; Ego,
Id and Super-Ego; and the one that has become part of colloquial
English more than any other psychiatric term – the Freudian
slip.
Dr. Allan
Schore is on the clinical faculty of the Department of
Psychiatry and Biobehavioral Sciences, UCLA David Geffen School
of Medicine, and at the UCLA Center for Culture, Brain, and
Development. He is author of three seminal volumes, Affect
Regulation and the Origin of the Self, Affect
Dysregulation and Disorders of the Self and Affect
Regulation and the Repair of the Self, as well as numerous
articles and chapters. He is Editor of the acclaimed Norton
Interpersonal Series on Interpersonal Neurobiology. His
Regulation Theory, grounded in developmental neuroscience and
developmental psychoanalysis, focuses on the origin,
psychopathogenesis, and psychotherapeutic treatment of the early
forming subjective implicit self. His contributions appear in
multiple disciplines, including developmental neuroscience,
psychiatry, psychoanalysis, developmental psychology, attachment
theory, trauma studies, behavioral biology, clinical psychology,
and clinical social work. His groundbreaking integration of
neuroscience with attachment theory has led to his description as
"the American Bowlby" and with psychoanalysis as
"the world’s leading expert in
neuropsychoanalysis."
Q: In a posthumously published work entitled Project
for a Scientific Psychology, Freud tried to relate his
psychological theory to neuro-anatomy and physiology but
abandoned the project completely. Can you tell us why he chose
not to develop this line of inquiry?
A: In the summer of 1895, Sigmund Freud became obsessed with the
idea of writing an article in which he would directly link the
operations of the brain and the functions of the mind. This goal
seemed to be within reach, as in the previous two decades Freud
had worked as a practicing neurologist. During this period, he
had published over 100 scientific works. These contributions,
during the seminal "golden age" of neurology,
culminated in 1891 in his volume On Aphasia. His ideas
about this condition and about the brain systems involved in
language are still cited in today’s neurological literature.
In 1893 to 1895, Freud transitioned from brain to mind in his
work with Breuer. In the spring of 1895, he had completed the
final chapter on psychotherapy for Studies on Hysteria. It
was in this very time period that Freud thought it was in his
capacities to integrate his extensive knowledge of brain anatomy
and physiology with his current experiences in psychology and
psychopathology in order "to furnish a psychology which
shall be a natural science." He referred to this ongoing
work as "Psychology for Neurologists."
Initially, Freud was confident and even elated that a solution
was at hand. Breuer observed that during this time Freud’s
intellect was "soaring at its highest.’’ By October,
he finished the work in two notebooks totaling 100 pages. This
short essay set forth, for the first time, a number of elemental
constructs that would literally serve as the foundation, the
bedrock of psychoanalytic theory. In this remarkable document,
Freud introduced the concepts of primary and secondary processes;
the principles of pleasure-unpleasure, constancy, and reality
testing; the concepts of cathexis and identification; the
theories of psychical regression and hallucination; the systems
of perception, memory, unconscious and preconscious psychic
activity; and the wish-fulfillment theory of dreams. It also
contained the seeds of Freud’s developmental theory and a
neuro-physiological model of affect generation.
In order to construct a systematic model of the functioning of
the human mind in terms of its underlying neurobiological
mechanisms, Freud had to deduce the existence of certain brain
mechanisms that were not yet discovered. For example, he
described the essential function of "contact barriers,"
yet Sherrington introduced the term "synapse" only two
years after the "Project" was finished! And he referred
to the critical activity of "secretory neurons" in the
brainstem, yet the biogenic amines of the reticular core of the
brain were not discovered until well into the 20th century.
Within one month after finishing the Project,
Freud’s enthusiasm totally collapsed and he repudiated the
work, and never wanted to see it again. After Freud’s death
it was finally published in 1950 under a title devised by
Strachey, "Project for a Scientific Psychology."
It is now thought that the ideas generated in this work, many of
which were incorporated into the seventh chapter of The
Interpretation of Dreams, represent the source pool from
which he later developed the major concepts of his psychoanalytic
model. And yet, according to Sulloway, Freud "never
abandoned the assumption that psychoanalysis would someday come
to terms with the neuro-physiological side of mental
activity."
Q: Along with Mark Solms, you’ve been credited with
breathing new life into Freud’s theories with your research
in the area of neuro-psychoanalysis. Can you tell us what
neuro-psychoanalysis is and how are you bridging the gap between
Freud’s subjective view of the mind and your objective
analysis of the brain?
A: In a 1997 article in the Journal of the American
Psychoanalytic Association, I suggested that the time was
right for a rapprochement between psychoanalysis and
neuroscience. This rapprochement has allowed for the emergence of
modern neuro-psychoanalysis, and has returned to the seminal
questions introduced in the Project that lie at the core
of psychoanalysis. Psychoanalysis has been called the science of
unconscious processes. Neuro-psychoanalysis is thus the branch of
neuroscience that deals with the relationship between the mind,
especially the unconscious mind, and the nervous systems. Notice
I say the "nervous systems" and not "the
brain," because the neuronal systems that rapidly process
bodily-based information at levels beneath conscious awareness
are located in both the central nervous system and the autonomic
nervous system.
During the 1990’s, one hundred years after the
Project and the centennial of the birth of psychoanalysis,
neuro-psychoanalysis experienced an intense revitalization. In
1994, I published Affect Regulation and the Origin of the
Self, exploring the neurobiological underpinnings of
developmental and clinical psychoanalysis. In parallel,
throughout this "decade of the brain," the
investigative tools of neuroscience were greatly expanded -
advances in neuro-imaging technologies greatly enhanced the study
of brain/mind/body functions. And developmental psychology and
emotion research were now producing experimental data research
that were directly relevant to psychoanalysis. In 1997, Solms
applied a neuro-psychoanalytic perspective to the problem of
consciousness. Contemporary neuro-psychoanalysis is thus
currently focusing on the essential problems that were defined at
the dawn of psychoanalysis, including affect, motivation,
attention, and consciousness.
Furthermore, developmental neuro-psychoanalysis, the study of
the early structural development of the human unconscious mind,
is now inquiring into how object relational experiences, embedded
in the affective transactions of the mother-infant attachment
relationship, are registered in the deep unconscious, and how
they influence the development of the systems which dynamically
process unconscious information for the rest of the life span.
Knowledge of these developmental events offers us a chance to
more deeply understand not just the contents of the dynamic
unconscious, but its origin, structure, and dynamics. Other
ongoing themes of my own work include the role of the right brain
as the neurobiological substratum of Freud’s dynamic
unconscious; the enduring effects of early relational trauma on
the development of the right brain intrapsychic structure and the
etiology of psycho-pathogenesis; the elaboration of
psycho-neurobiological models of defensive projective
identification and dissociation; the neuro-psychoanalysis of
inter-subjective processes within the therapeutic alliance; and
the mechanism of right brain-to-right brain affective
transactions in transference-countertransference
communications.
These trends indicate that current knowledge in
neuro-psychoanalysis must impact not only theoretical but also
clinical psychoanalysis. The rapid advances in
neuro-psychoanalysis suggest that we now know enough about
subjectivity and psychic structure that any theory can no longer
only address psychological functions. Rather, it must be
psycho-neurobiological, consonant with what neuroscience is now
informing us about internal structure as it exists in nature. As
in its beginnings, neuro-psychoanalysis, which currently serves
as a critical two-way interdisciplinary link to the other
sciences, can potentially enrich both neurology, the study of the
brain, and psychoanalysis, the study of the unconscious
subjective mind.
Q: Wouldn’t the very notion of bridging these two
seemingly unrelated aspects commit you to a form of
dualism?
A: Initially, some clinicians who had a less than positive idea
about the role of science in psychoanalysis were afraid that
biological reductionism would not do justice to a deeper
understanding of the complexity of the subjective mind. But my
neuro-psychoanalytic studies have specifically focused on the
brain/mind/body circuits involved in subjective functions. These
subjective bodily-based processes are necessary for survival, and
occur at speeds that are too fast for conscious reflection. A
purely phenomenological approach is thus inadequate to assess
what has been termed moment-to-moment "process," as
opposed to verbal "content."
Recent scientific models are now calling for a move from a
reductionistic to a multilevel integrative analysis of any
particular psychological phenomenon. Current theoretical models
of development stress the need for studying this process
simultaneously along several interrelated dimensions ranging from
the biological through the social levels. This has led to the
strong current trend towards interdisciplinary research. And
neuroscientists now hold that only integration and not reduction
can succeed in elucidating multidisciplinary problems.
According to the Shorter Oxford Dictionary the term
"dualism" has two meanings. First, it refers to a
theory that mind and matter exist as separate entities. Over the
last 10 years, the limitation of this conception has been
demonstrated both experimentally and clinically. Indeed in order
to overcome the long-standing Cartesian split between mind and
body within psychiatry and psychology, it was necessary to offer
an experimentally testable, clinically heuristic model that could
bridge biology and psychology. This integrated bio-psychosocial
model is generating more effective diagnostic and treatment
models of trauma and psychosomatic disorders, disturbances of
both mind and body.
The second meaning of dualism is a theory or system of thought
which recognizes two independent principles. My work and others
support the idea that "the brain" is actually a dual
system of right and left hemispheres. A large body of research
shows that right brain differs from the left in macrostructure,
ultrastructure, physiology, neurochemistry, and behavior. These
two cortical-subcortical systems process external and internal
information in different ways. Each creates a coherent, utterly
different and often incompatible version of the world, with
competing priorities and values. I’ve offered a large body of
data indicating what Freud called the conscious mind is located
in the left, while the unconscious mind is in the right
hemisphere. Neuroscience now demonstrates that the right
hemisphere is dominant for subjective functions and
self-integration.
Q: Mark Solms has stated that Freud’s view of the
inner workings of the mind, with all its faults, is still
"the most highly articulated methodological and theoretical
approach that we have...from a subjective point of view..."
Do you agree and why?
A: Absolutely. Over the last two decades, science has for the
first time seriously explored an essential component of
subjectivity, bodily-based emotional processes (hence, the
current "emotional revolution"). But it has also
rediscovered Freud’s unconscious. Neuroscience is now
generating a large number of investigations into
"implicit" non-conscious processes, including
unconscious emotions. For over a century psychoanalysis has been
documenting close up observations of this subjective realm. In a
recent article in a conventional psychological journal,
Perspectives in Psychological Science, the Yale
psychologists Bargh and Morsella (2008) conclude,
"Freud’s model of the unconscious as the primary guiding
influence over every day life, even today, is more specific and
detailed than any to be found in contemporary cognitive or social
psychology."
Q: What, if any, neuro-physiological states and processes
subserve the unconscious states and processes, which are central
to psychoanalytical theory?
A: Over the last two decades, I’ve cited a large body of
experimental studies and clinical observations, which indicate
that the right brain ("the right mind") is the
biological substrate of Freud’s unconscious. These studies
shift Freud’s idea of the unconscious from the domain of
repressed content to adaptive rapid non-conscious processes that
occur beneath levels of awareness. They also describe a
relational unconscious, whereby one unconscious communicates with
another unconscious. The maturation of the early developing right
brain occurs from the last trimester of pregnancy through the
second year, and this maturation is dependent upon the nonverbal,
implicit emotional attachment a child experiences with her
mother.
Over the course of the life span, the right hemisphere, the
"emotional" or "social brain" is dominant for
the following adaptive capacities: attachment functions; primary
process cognition; recognition/expression of facial expressions;
regulation of central and autonomic arousal; processing/storage
of implicit/procedural memory; processing novelty, threat, and
unexpected stimuli; regulation of the human stress response and
cortisol release; sustained attention and impulse control;
reception, expression, and communication of positive and negative
affects and pain; and the control of vital functions supporting
survival enabling an organism to cope actively and passively with
stress.
In addition, recent studies show that the right and not left
brain is centrally involved in certain higher functions that are
expressed in psychotherapy: inter-subjective processes,
self-awareness, empathy, identification with others, self-related
cognition, own body perception, autobiographical memories, humor,
and implicit morality. Indeed, McGilchrist asserts that "The
right hemisphere…has the most sophisticated and extensive, and
quite possibly most lately evolved, representation in the
prefrontal cortex, the most highly evolved part of the
brain."
Q: Have any theoretical psychologists produced better, or
at least improved, working models, of some facets of Freud’s
theory with which to explain the inner workings of the
unconscious mind?
A: Over his lifetime Freud continually updated his clinical and
theoretical models. After his death there was a tendency by some
to imprint his models into stone. Indeed, most educated readers
and even scientists equate psychoanalysis with Freud’s work
in the first quarter of the last century. And yet, certain
essential problems were left unsolved by Freud, and relegated to
the realm of meta-psychology. His incomplete model of early
development, his inability to adequately conceptualize the
complexities of affect, his overlooking of the central role of
the body in mental life, and his repudiation of real-life trauma,
were all subsequently addressed by psychoanalytic theorists and
researchers in the second half of the last century.
Towards that end, Ferenczi and Anna Freud made early
contributions to psychoanalytic conceptions of trauma. More
complex theories of early development were offered by Spitz,
Winnicott, Bowlby, and Erikson, and direct observational
developmental studies were done by Mahler and Stern. This
interest in early development is now being actively pursued in
the research of Beebe, Tronick, and Fonagy. With respect to the
clinical theory, the mechanism of unconscious communication was
addressed by Klein, object relations theory was expanded by
Fairbairn and Kernberg, the central role of empathy was
articulated by Kohut, and the nature of the inter-subjective
processes within the working alliance were elucidated by Sullivan
and relational psychoanalysts such as Mitchell. There is
currently a resurgence in Jung’s work, which is consonant
with ongoing models that integrate mind and body. Interestingly,
every early pioneer offered speculations about "internal
psychic structure." Modern neuro-psychoanalysis is acting as
an important force for integrating the various subspecialties of
the field. In my work I have discussed the concepts of not only
Freud but also Klein, Bowlby, Kohut, Winnicott and Mahler in
terms of contemporary neuroscience.
Q: You’ve been described by one writer as the
"American Bolwby" after John Bolwby, the British
psychiatrist and psychoanalyst, noted for his interest in child
development and for his pioneering work in attachment theory. Can
you tell us how your work relates to his?
A: John Bowlby’s seminal work on attachment integrated
psychoanalysis with behavioral biology. Bowlby presented his
model in such a way that both a heuristic theoretical perspective
and a testable experimental methodology could be created to
observe, measure, and evaluate certain very specific mechanisms
by which the early social environment interacts with the maturing
organism in order to shape developmental processes. Bowlby argued
that the collaborative knowledge bases of a spectrum of sciences
would yield the most powerful models of both the nature of the
fundamental processes that mediate the infant’s first
attachment to another human being, and the essential
psychobiological mechanisms by which these processes indelibly
influence the development of the organism at later points of the
life cycle. Over the last 40 years, attachment theory, an
outgrowth of Freud’s psychoanalysis and Darwin’s biology,
has expanded tremendously, and now offers the most comprehensive
theory of early development available to science.
In three seminal volumes Bowlby described how the attachment
bond is mediated by bodily-based nonverbal, affective
communication between infant and caregiver. He even speculated
about the brain mechanisms involved in attachment, what he termed
a biological control system that is centrally involved in
instinctive behavior. And he hinted at the neurobiological
operations of this control system - its functions must be
associated with the organism’s "state of arousal"
that results from the critical operations of the reticular
formation, and with "the appraisal of organismic states and
situations of the midbrain nuclei and limbic system." He
even offered a speculation about its anatomical location - the
prefrontal lobes. Furthermore, this control system, he says, is
"open in some degree to influence by the environment in
which development occurs."
In my 1994 book and in subsequent writings, I have identified
the attachment control system specifically in the orbital
(ventromedial) prefrontal cortex and its subcortical connections
in the early maturing right hemisphere. My work thus returns to a
bio-psychosocial perspective that ties together the biological
and psychological realms. Integrating developmental psychological
and neuroscience data, I have suggested that the emotional
transactions embedded in rapid, non-conscious nonverbal
attachment communications facilitate the experience-dependent
maturation of the right hemisphere. My studies also identify
Bowlby’s internal working models of attachment as strategies
of affect regulation imprinted in right brain’s implicit
procedural memory. More recently I’ve expanded Bowlby’s
theorizing on the role of attachment disturbances in
psycho-pathogenesis by offering models of the
psycho-neurobiological mechanisms by which early relational
trauma (abuse and neglect) alters the developmental trajectory of
the right brain over the lifespan, and provides a predisposition
for a number of psychiatric psychopathologies and personality
disorders. And I’ve written about the central role of
attachment dynamics in the psychotherapeutic patient-therapist
relationship.
Q: You’ve drawn much insight from disparate fields
such as biology, psychology, neuroscience, etc. How have these
disciplines impinged on your work? Can you cite some specific
examples?
A: My early training in clinical psychology and neuropsychology,
my lifelong career as a psychoanalytic psychotherapist, my
studies in various biological sciences, my interest in early
development, and explorations of my own subjectivity, have all
been sources of my theories. Over the course of my writings,
I’ve focused on the central role of affect and affect
regulation. This emphasis on non-conscious emotional processes in
the development of the self has resulted in an interest in
adaptive and maladaptive right brain/mind/body processes, and, in
turn, on the integration of the psychological, biological, and
psychiatric disciplines. Being on the editorial board and/or a
reviewer of 35 scientific and clinical journals has allowed me to
incorporate and impact the ongoing data from a variety of
different disciplines. And it has acted as a vehicle to influence
the direction of research, as well as to formulate more complex
clinical models. Over the course of my career, I continue to
offer theoretical models of normal and abnormal development. But
I’m now also actively engaged in fMRI research on
development, and evoked response studies of borderline
personality disorder.
My interdisciplinary perspective has allowed me to not only
expose scientists to complex clinical phenomena, but also to
bring the rapid advances in various sciences to clinicians. This
bio-psychosocial perspective attempts to bridge biological
psychiatry and psychodynamic psychiatry, in, for example,
applying current physiological and neuro-chemical data from
stress research to clinical models of the treatment of relational
trauma. In updated models of defenses, I’ve suggested a shift
in emphasis away from repression to early forming dissociation,
an accompaniment to all forms of relational trauma. Incorporating
data on the role of the right brain ("right mind") in
implicit nonverbal communication, I’ve suggested that
psychotherapy is not so much the talking cure as the affect
communicating cure. My ideas on attachment have been incorporated
into programs of early interventions directed towards optimizing
ongoing brain development. And my integration of attachment
theory into behavioral biology is expressed in my work on trauma
in wild elephants.
Q: What are some of the biggest challenges facing your
field of inquiry today?
A: In 2009, I was invited to present a plenary address to the
American Psychological Association, "The paradigm shift: the
right brain and the relational unconscious." In the 1960s
and 70s, psychology was dominated by a behavioral model. This
transformed into a cognitive model in the 80s and 90s. At
present, we are in an era where affect and psychobiological
processes are taking center stage. My colleague in affective
neuroscience, Jaak Panksepp, has argued, "The cognitive
revolution, like radical neuro-behaviorism, intentionally sought
to put emotions out of sight and out of mind. Now cognitive
science must re-learn that ancient emotional systems have a power
that is quite independent of neocortical cognitive
processes." Richard Ryan, the editor of the journal
Motivation and Emotion, points out, "After three
decades of the dominance of cognitive approaches, motivational
and emotional processes have roared back into the
limelight."
The clash between conscious cognition and unconscious affect
is playing out in contrasts and tensions between cognitive
behavioral therapy and psychodynamic psychotherapy. A recent
review article in the American Psychologist by Shedler
(2009) demonstrates "Effect sizes for psychodynamic therapy
are as large as those reported for other therapies that have been
actively promoted as ’"empirically supported’"
and ’evidence based.’" Indeed, research indicates
the superiority of psychoanalytic treatment in maintaining
therapeutic gains and improvements after treatment. Shedler
concludes, "Blanket assertions that psychodynamic approaches
lack scientific support are no longer defensible."
The bias against the centrality of unconscious processes in
human behavior is the same today as it was in Freud’s time.
Similar to this bias is the devaluation of emotional processes
and the right hemisphere. Over the last two decades I’ve
argued that the right and not left hemisphere is dominant in the
human experience. Supporting this and countering the current over
valuation of the verbal, conscious, and analytical left brain,
McGilchrist (2009) concludes, "The left hemisphere is detail
oriented, prefers mechanisms to living things, and is biased to
self-interest, The right has greater breadth, flexibility, and
generosity. The left is the emissary of the right, which is its
master. The emissary, however, is willful, believes itself
superior, and sometimes betrays the master, bringing harm to the
both." This warning is especially important for our current
cultural milieu, which overvalues conscious verbal and behavioral
processes in research, mental health training programs, and
education.
Neuro-psychoanalysis and the other sciences are currently
making remarkable advances in our understanding of this
right-lateralized "social," "emotional"
brain-mind-body system. We now need to devote our financial,
political, and cultural resources towards pragmatically applying
this essential knowledge in order to improve the human condition.
References
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McGilchrist, I. (2010). The master and his emissary. The divided
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New Haven.
Ryan, R. (2007). Motivation and emotion: A new look and approach
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Bradshaw, G., & Schore, A.N. (2007). How elephants are
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