Analyze This: Frank
Cioffi On Freud's "Pseudo-Science"
Frank Cioffi
Although some of his theories are still hotly
debated, Sigmund Freud, (May 6, 1856 – September 23, 1939) is
widely regarded as a trailblazer in the realm of psychiatry and
psychology. The Austrian psychiatrist and neurologist, who was
allegedly the first to offer a comprehensive explanation of how
human behavior is determined by the conscious and unconscious
forces, is regarded as the founder of psychoanalysis.
Along with the “talk therapy” that remains the
staple of psychiatric treatment to this day, Freud popularized,
among other notions, such concepts as the psychosexual stages of
development; Oedipus complex; transference; dream symbolism; Ego,
Id and Super-Ego; and the one that has become part of the
colloquial English more than any other psychiatric term – the
Freudian slip.
Frank Cioffi is
honorary professor of philosophy at the University of Kent at
Canterbury. He was born and raised in New York City but received
his university education in England. He began his academic career
as a social psychologist. He is the author of Freud and the Question of
Pseudoscience (1998), and Wittgenstein on Freud and Frazer
(1998).
Recent papers include ’Wittgenstein and the riddle of
Life’ (The Third Wittgenstein ed Daniele Moyal-Sharrock
Aldershot: Ashgate); ’Making the unconscious conscious:
Wittgenstein Versus Freud’. Philosophia, Philosophical
Quarterly of Israel Dec. 2009 and ’Overviews: what are they
of and what are they for?’ in Seeing Wittgenstein Anew: New
essays on aspect-seeing ed by William Day and Victor Krebs,
Cambridge University Press 2010.
Q: You are often cited as one of the most trenchant
critics of Freud and psychoanalysis. Yet, you’ve been trained
as an analytic philosopher -- a field not customarily associated
with this area of pursuit. How did you get mixed up in this
business of Freud criticism?
A: I read Philosophy and Psychology at Oxford. All papers were
compulsory and one of these was Abnormal Psychology in which
Freud largely figured. His achievement was taken for granted.
When I later came to read his case histories and his early papers
with some care, I was astonished at how uncritical my tutors had
been. And this had implications for my view of the value of
analytic philosophy. Like most products of Oxford analytic
philosophy I thought that in acquainting my students with the
problem of induction; the distinction between necessary and
contingent propositions; the refutation of scepticism; etc. etc.,
I would have produced minds nurtured in astringency and adept in
the detection of sophistry and tendentiousness. It was thus a
great blow to this view when I noticed that the most abjectly
appreciative of Freud admirers were themselves distinguished
analytic philosophers: Richard Wollheim, Stuart Hampshire, John
Hospers.
This is what Hospers wrote of ’the remarkable predictive
powers’ of psychoanalysis: ’on the basis of your past
history and general laws, the psychoanalyst can not only explain
why you have the dreams that you do, why you feel aggression
toward this person and affection toward the other, and why you
feel guilt in the situation you do, but also predict what
conflicts will arise, what course therapy will take, and whether
it will achieve certain desired results.’ No one now believes
this. How did the analytically minded ever come to credit it?
Tributes like that of Hospers (and of Wollheim in his Freud book)
led me to suspend my exorbitant claims for analytic philosophy
and to seek the solution to the puzzle of how blatantly
unwarranted claims to knowledge came to be so readily accepted in
ideological and affective forces rather than lack of analytic
acumen.
Q: You have stated that one of the mistakes you made
early on in your analysis of Freud’s theories was your
over-dependence on the use of Karl Popper’s notion of
testability. Can you explain why?
A: My interest in testability was much narrower than
Popper’s. I was only concerned with its adequacy at capturing
what critics have in mind when they describe a body of claims as
not merely mistaken but pseudo-scientific. (Though it would have
been better if from the outset critics had avoided the term
’pseudo-scientific’ and confined themselves to humanistic
terms of disapprobation such as tendentious, spurious,
fraudulent. Etc. We would then have been spared the sophistical
apologetic of Thomas Nagel and others.)
The usefulness of Popper’s notion of testability is confined
to pretensions to law-like knowledge. It is noteworthy that when
Popper wishes to illustrate the concept of testability he uses
the law-like example ’All swans are white’ and its
relation to a black swan. This is natural since Popper’s
interest is science and laws are the staple of scientific
discourse. The question he does not address is how we are to
assess statements such as ’a rainbow-colored swan was
observed at such and such a time and place.’ And it is
statements like these, which are a staple of psychoanalytic
discourse. Though law-like psychoanalytic claims also abound,
sophistical apologists like Nagel are happy to abandon them and
confine their case for Freud’s genius to his remarkable
particular ’rainbow-coloured’ swan-like discoveries.
It is worth remarking that even when dealing with law-like
claims, it is not simple rejection of falsification that Popper
objects to, but the theorist treating his ability to explain away
an apparent falsifier as constituting further evidence in favor
of the claim at issue. It is quite common for a theorist whose
theory has been declared false to exert all his ingenuity in
explaining away the apparent discrepancy. This is too common a
practice to be treated as a criterion of pseudo-science. But
Popper does not confine himself to this criterion. What he also
objects to is what he calls ’the stream of
confirmations’. Consider his Adler anecdote: He says that
when he told Adler of a case, which seemed to falsify a theory of
Alder’s, Adler, explained it away. When Popper asked Adler
how he knew his account was correct rather than his critics’,
Adler replied ’From my thousand-fold experience’.
Popper’s comment was: ’And now I suppose you think your
experience is a thousand and one fold.’
Note that it is not simply untestability that Popper is objecting
to but a spurious claim that the theory had now more evidence in
its favor than before the explanation of the apparent
disconfirmation. So it is not the rejection of the apparent
disconfirmation alone that is the ground of his indictment.
Let me illustrate. There is a story that J. Edgar Hoover, when he
was anticipating a report on the telephone conversations of
suspected subversives, prepared a list with two outcomes:
’subversive’, if there were incriminating conversations
and ’cunning subversive’, if there were not. Now, what
was Hoover’s malpractice? It was not in refusing to treat the
non- occurrence of incriminating conversations as exonerating,
for this was perfectly compatible with the suspect being a
’cunning subversive’. What is deplorable is his failure
to provide a third category, i.e., ’yet to be decided’.
He treated the possibility of ’cunning subversive’ as
evidence of guilt rather than as just leaving the matter open.
His fault was the same as Adler’s and the simple judgment
’untestable’ obscures the relevant considerations. It is
not untestable theses per se but their accompaniment by claims
that the theory has been subjected to attempts at falsification
and survived them which characterizes the pseudo-scientist.
But testability has a more radical deficiency as a criterion of
pseudo-science. It is the implication that if a theorist accepts
falsification of his general claims, he has done all that is
necessary to exonerate him from the charge of practicing
pseudo-science. Suppose that an advocate of the thesis that all
swans are rainbow-coloured generously admits that he has
overstated his case and concedes the authenticity of white swan
reports. Does this settle the question of his status as a bona
fide enquirer? Would we not wish for assurance that his reports
of rainbow-colored swans were well-founded?
The appropriate criterion of pseudo-science in this area is not
untestability but the issuance of spurious instantiation reports.
How is such spuriousness to be demonstrated? It is in addressing
this question that Popper’s emphasis on the testability is of
law-like claims is unhelpful.
The grounds that the analyst can produce for public inspection in
favor of an interpretation along Freudian lines may be admittedly
inadequate but he can argue that the bulk of his evidence
consists of private non-transmissible grounds such as the
patient’s posture, facial expression, tone of voice etc.
(Ernest Jones advances this extenuation). It then becomes obvious
that the case depends on judgements as to the judiciousness,
disinterestedness, and probity of the analyst. This explains the
longevity and intractability of disputes both about and within
psychoanalysis. I have brought together grounds for distrusting
Freud’s own testimony in a paper which has been translated
into French ’Epistemologie et Mauvaise Foi: Le cas du
Freudism’ in Le Livre Noir de la Psychoanalyse, ed. C. Meyer,
2005) but for which I have been unable to secure publication in
an Anglophone journal - so tenacious is the myth of Freud’s
trustworthiness.
Freud’s habitual departures from truthfulness are now
conceded by even ardent admirers. Robert Holt now admits that
Freud ’did undoubtedly make up many constructions from
theoretical whole cloth, later presenting them as what his
patients told him’. (Robert Holt review of Macmillan’s
Freud Evaluated, in Psychoanalytic Books, Winter 1997, p.
404) And Ian Hacking admits that ’Freud... like many a
dedicated theoretician probably fudged the evidence in favor of
his theory’ but that his ’passionate commitment to truth
is fully compatible with - may even demand - lying through
one’s teeth.’ (Rewriting the Soul, p. 195)
Q: What do you say to the assertion that psychoanalytic
claims should not be judged as scientific claims? Rather, they
are extensions of our ordinary understanding of the mind, our
commonsense or folk psychology.
A: The question that has to be addressed is how do we distinguish
within common sense psychology claims that are sustainable from
claims that are not? Which of Freud’s claims are being put
forward as sustainable? Nagel is careful not to say.
Consider a psychoanalytic claim which was treated as demonstrated
in an abnormal psychology text for undergraduates: Women prefer
their first born to be male because they have long craved the
penis a male child brings with it. How does it help describe this
as an extension of common- sense psychology?
Q: A few defenders of Freud have sought to soften and
relativize his theories. For instance, the philosopher Thomas
Nagel has written, "Much of human mental life consists of
complex events that will never precisely recur. If we wish to
understand real life, it is useless to demand repeatable
experiments with strict controls." Do you find any merit in
Nagel’s viewpoint?
A: Yes, but only as a corrective of the scientific obtuseness of
philosophers like Adolph Grünbaum and not as a defense of
Freud’s practice. An advocate of Freud’s status as a
discoverer, the philosopher, Walter Kaufman writes: ’If it
should be found that [’the oedipal triangle’] is not at
the core of every neurosis...it would not follow at all that
Freud’s discovery of the Oedipus complex is not a major
contribution.’( Walter Kaufmann Discovering the Mind,
Mcgraw Hill Vol. III, 1980:115.) This is true. Freud’s
mistake would have been only to generalize his discoveries. But
where has it been shown that the Oedipus Complex is at the core
of a single neurosis?
If a patient came out in a rash which read ’Thou shall not
covet thy father’s wife’ we would have a plausible
instance of the mechanism of conversion applied to oedipal
conflicts and the fact that it could not explain every hysterical
symptom would not impugn the value of his discovery. Nor would
our inability to state the conditions under which we would deem
it false make it pseudoscientific.
It is the veridicality of particular instantiation claims, which
must be assessed and not their generality. How can we go about
this? We must take an explanation of a complex event, which we
agree is cogent, and then ask how closely the Freudian ones
approximate it.
Nagel’s defense only works if we are amnesic for the
explanation of ’complex events’ that Freud actually gave.
For example, consider Freud’s account of why an obsessive
patient was plagued by the thought of his father being subjected
to a cruel torture in which ravenous rats are introduced into the
victim’s body and eventually burrow their way out through his
rectum.
According to Freud, the patient’s associations show him to
equate rats to babies and their emerging from the rectum, when
subjected to the principle of reversal, reveal themselves to be
babies anomalously born of a male. This constituted an insult to
his father and called for self-punishment, which Freud then
considers explained. This has been widely extolled as a brilliant
clinical diagnostic feat.
But consider this -- the torture, which plagued the patient, was
merely a repetition of a torture described to him a day before
its first appearance by a sadistic Captain in the unit in which
he was serving. What need was there for the introduction of his
childhood fantasy that children are born through the rectum and
that men as well as women can bear them? Is it not gratuitous?
How does Nagel’s persuasive counsel to eschew the demand for
strict controls redeem Freud’s tendentiousness?
The defense of Freud’s interpretations does not always take
the form of a denial that Freud’s positive instantiation
reports are spurious (though admission is often reluctant). It is
argued rather that spurious instances do not preclude the
existence of genuine ones, and these are weighted differently by
the contending parties extenuating or compensating for some and
not for others. I have dubbed this, prompted by a remark of
Wittgenstein’s, ’the asininity/insight ratio’.
Here is my paradigm of asininity -- how the operation of the
primary process transformed a childhood trauma into an adult
affliction. As an adult the patient often felt a depression. This
depression was the transformation of a childhood episode in which
he had placed his hand between a little girl’s thighs and
instead of encountering a penis like his own, ’felt a
depression.’ (Ella Freeman Sharpe, Dream Analysis,
Hogarth, 1930, p. 32) As an adult he symbolically enacts this
trauma by ’feeling a depression’.
Nagel would probably concede that this example (from a work once
used in the training of analysts) is asinine but what would he
put forward as the ’insight’, which compensates for it?
Esterson has produced good reasons for doubting that Freud has
given any.
Q: Throughout your writings, you’ve invoked
Wittgenstein’s remarks on Freud to elucidate certain points
about psychoanalysis. What may we learn from Wittgenstein
that’s useful in understanding Freud?
A: There are two distinct epistemic conceptions of how it is
appropriate to respond to statements, which purport to tell us
what lies at the back of our minds or influencing our current
mental state. We can appoint ourselves arbiters of their
correctness or we can deny ourselves any special role in
determining their truth and treat them as if they were addressed
to a third party. The first of these Wittgenstein dubs
’further descriptions’; the second we call hypotheses.
The confusion of these two categories, which Wittgenstein finds
endemic in psychoanalysis he describes as an ’abominable
mess’. When the question is the familiar one of finding the
word at the tip of our tongues it is obvious which is the
apposite procedure. Elsewhere it is not so clear.
In the third of the aesthetic lectures Wittgenstein speaks of
’An entirely new account of correct explanation, you have to
give the explanation that is accepted; that is the whole point of
the explanation.’ We can readily call to mind examples of
explanation where the procedure Wittgenstein commends would be
profoundly obscurantist.
The profitability of addressing Freud through Wittgenstein lies
in its compelling us to address more strenuously the relative
value to us of articulating our self-feeling as opposed to
identifying the causal influences which make it the self feeling
that it is.
Q: What do you make of the view espoused by Elizabeth
Thornton that Freud’s research may have been flawed as his
findings were influenced by his altered states of consciousness
as a result of his excessive use of cocaine?
A: Too speculative. There are more straightforward ways of
accounting for Freud’s ’flawed’ findings as Allen
Esterson has copiously illustrated in his book Seductive
Mirage.
Q: Thomas Szasz, long the most outspoken gadfly of his
profession, insists that there is really no such thing as mental
illness, only normal problems of living. Do you agree?
A: I have never found Szasz’s arguments that there is no such
thing as mental illness convincing. My admiration for Szasz is
based on my perception of him as a great champion of civil
liberties in his battle against the abuse of psychiatric power.
But the correct argument against this abuse is not that there is
no such thing as mental illness but that mental illness does not
supply adequate grounds for depriving individuals of their civil
rights. This must rest on the demonstration that they are a
danger to others. This is rarely the case.
Q: Freud has bequeathed a rich panoply of metaphors for
the mental life such as penis envy; castration anxiety; phallic
symbols; the ego, id and superego; repressed memories; Oedipal
itches; sexual sublimation. Have any of these survived the test
of time beyond mere terms embraced by popular culture?
A: What you must ask is: suppose you woke up one morning with a
complete amnesia for the meaning of the itemized terms; in what
ways would you be disadvantaged? Wouldn’t it be more like
forgetting the names of all the current movie stars than like
forgetting to sterilize your hands before performing surgery? You
would be at a loss to fathom the genitalization of the cultural
landscape. You would no longer understand why the Empire State
Building was considered a symbolic erection; why the lamp rubbed
by Aladdin was really his phallus; why the locked room in the
classical whodunit is the parents’ bedroom and what it
conceals is the primal scene, etc. etc. No activity, which
depends on knowledge for its successful execution, would be held
up. Only in conversation would you be at a disadvantage.
Q: One charge levelled at psychoanalysis is that it is
cruelly glacial. It takes years for patients to see results, if
at all. What is your view on its efficacy as a
treatment?
A: It is my understanding that the claim for the differential
efficacy of psychoanalysis is no longer made.
Q: Freud hated America. Yet America embraced him
whole-heartedly. Why was America more hospitable to
psychoanalysis than any other country outside Germany and
Austria? What was it that America embraced
wholeheartedly?
A: Someone once said of Christianity that it was always
transforming itself into something which could be believed. That
this is even truer of psychoanalysis is illustrated by the
following vindication of Freud’s status.
’Is it reasonable to assume that early childhood experiences
affect adult personalities? Does a Mother’s love really
matter? Is sex important? Do people act without full awareness of
their motivations? Because the answer is yes, it follows that
Freud made important contributions to the science of
psychology.’ This is not from a blog but from a scholarly
journal, which advises libraries on book purchases. (F. L.
Coolidge, Choice, March 1999)
I would like to mention an overlooked feature of Freudian
discourse, which make its popularity less surprising. This is the
way in which it may collude with our sexual hypocrisy and bad
faith. We may be quite happy to acknowledge the full range of our
polymorphous perversity so long as we are permitted to declare it
unconscious rather than intermittently obtrusive and importunate.
The Freudian unconscious permits us to declare ourselves
oblivious of that of which we may be not oblivious but
disquietingly, if intermittently, aware.
Q: Freud had lots of anecdotes but almost no empirical
data. Today, however, neurologists are using modern brain imaging
to map the neurological activity inside a living brain. Do you
feel that as researchers dig deeper into the physical structure
of the brain that some of Freud’s theories will be
vindicated?
A: Advances in neurology will vindicate the amorphous and
figurative speculations of Freud in the same sense in which the
major events of the last few centuries vindicate the prophetic
powers of Nostradamus.