Testing Freud: Adolf
Grünbaum On The Scientific Standing Of
Psychoanalysis
Adolf Grünbaum
Although some of his theories are still hotly
debated, Sigmund Freud, (May 6, 1856 – September 23, 1939) is
widely regarded as a trailblazer in the realm of psychiatry and
psychology. The Austrian psychiatrist and neurologist, who was
allegedly the first to offer a comprehensive explanation of how
human behavior is determined by the conscious and unconscious
forces, is regarded as the founder of psychoanalysis.
Along with the “talk therapy” that remains the
staple of psychiatric treatment to this day, Freud popularized,
among other notions, such concepts as the psychosexual stages of
development; Oedipus complex; transference; dream symbolism; Ego,
Id and Super-Ego; and the one that has become part of colloquial
English more than any other psychiatric term – the Freudian
slip.
Adolf
Grünbaum is the Andrew Mellon Professor of Philosophy of
Science, Primary Research Professor in the Department of History
and Philosophy of Science, Research Professor of Psychiatry, and
Chairman of the Center for Philosophy of Science, all at the
University of Pittsburgh.
His 12 books include Philosophical Problems of Space and
Time, Modern Science and Zeno’s Paradoxes and
The Foundations of Psychoanalysis: A
Philosophical Critique. He has contributed some 400
articles to anthologies and to philosophical and scientific
periodicals.
Q: Your book The Foundations of Psychoanalysis: A
Philosophical Critique has been at the center of much debate
over the philosophical standing of psychoanalysis since its
publication in 1984. Can you briefly explain its chief bone of
contention?
A: Freud and his followers rely primarily on the productions of
patients in analytic treatment as evidence for their theoretical
edifice. And psychoanalytic theory is replete with causal
hypotheses purporting to explain normal and abnormal human
conduct. But their clinical evidence does not provide cogent
observational support for these core hypotheses, thus leaving
their support remarkably weak. This is the skeptical upshot of my
Foundations book.
Q: You attack Freud on many fronts in your book, but you
aren’t willing to discard Freud’s theories into the
dustbin of history as a pseudo-science, as others have. Why the
ambivalence?
A: The demarcation between science and pseudo-science is
notoriously vague and fuzzy. Thus, in an essay "The Demise
of the Demarcation Problem," Larry Laudan wrote: "From
Plato to Popper, philosophers have sought to identify those
epistemic features which mark off science from other sorts of
belief and activity. Nonetheless, it seems pretty clear that
philosophy has largely failed to deliver the relevant goods"
(p. 111 in R.S. Cohen & L. Laudan (eds.) Physics, Philosophy,
and Psychoanalysis: Essays in Honor of Adolf Grünbaum, vol. 76 of
Boston Studies in the Philosophy of Science, D. Reidel Publishing
Co., Boston, 1983).
For just such reasons, I have refrained from using the label
"pseudo-science" to render my doubts concerning the
Freudian corpus.
Q: You have said that you were first drawn to the work of
Freud by your "systematic critical scrutiny of Karl
Popper’s very influential philosophy of science..." Can
you briefly tell us how one led to the other?
A: Popper elevated the falsifiability of a hypothesis to being
the necessary and sufficient condition of its scientific status.
But that criterion is much too broad, because it licenses
ludicrous propositions like "The moon is made of green
cheese" to qualify as "scientific" by being
falsifiable. Moreover, Popper erroneously indicted Freudian
psychoanalytic theory as unfalsifiable, although it is
demonstrably falsifiable.
Q: You argue that no evidence can be adduced to support
Freud’s doctrines from just the clinical data that are
produced from the couch during the "psychoanalytic
hour" because they are so hopelessly ’contaminated’
(by the power of suggestion, for example). So what, if any, data
can be adduced to support Freud’s doctrines?
A: Certainly, proponents of psychoanalysis have hoped for
experimental and other extra-clinical evidence in support of
their theory. But the actual findings in that area have been
rather sparse.
Q: Philosopher Thomas Nagel and others have asserted that
psychoanalytic claims should not be judged as scientific claims?
Rather, they are extensions of our ordinary understanding of the
mind, our commonsense or folk psychology. Do you find any merit
in this view?
A: I do not think that psychoanalytic claims can be made
credible, as Thomas Nagel maintains, qua "extensions"
of everyday, common sense psychology. That is shown by the fact
that ordinary people often find explanations based on forbidden
unconscious motivations so implausible.
Q: Philosopher Frank Cioffi has taken you to task over
your criteria for assessing Freud’s theories stating in his
own interview that "the testability of a
theory cannot serve as a demonstration that it is not
pseudo-scientific. If it could then sun-sign astrology which is
for many the paradigm of a pseudoscience -- and which Popper
proffers as an example of a pseudoscience -- would have to be
denied that status for it certainly is open to empirical
assessment and has even been declared falsified." How do you
respond to this?
A: In dealing with my views, Cioffi erects straw men for easy
demolition. Unlike Popper, I never claimed that falsifiability is
sufficient for scientificity, because I was all too aware that
the assertion "the moon is made of green cheese,"
though patently falsifiable, is not part of the body of science.
To my mind, the pertinent question is whether psychoanalytic
theory is well supported by pertinent empirical evidence, NOT
whether it qualifies as a "science." Intellectual
respectability is purchased, I think, by the availability of
cogent supporting evidence, NOT by an (unsuccessful) attempt at
demarcation.
Q: When Freud posits the notion of "The
Unconscious," what is he referring to? T.R. Miles has argued
that the term "The Unconscious" doesn’t refer to
anything at all. What it refers to is, in principle,
unobservable. Therefore, the term should be eliminated. Do you
agree?
A: As in a venerable tradition going back to Plato’s dialogue
The Meno, well narrated in Henri Ellenberger’s classic
1970 book The Discovery of the Unconscious, Freud regards
unconscious mentation as a major feature of the human mind. T.R.
Miles is gravely mistaken: The elementary particles of the
physicist are theoretically hypothesized entities, and so are the
unconscious processes of the psychologist. None of them are
directly observable objects. And the noun "The
Unconscious" is postulated to be a systemic compartment of
the human mind.
Q: Philosopher Colin McGinn has argued, like Sartre
before him, that Freud’s notion of repression rests on a
contradiction and therefore is incoherent. He states:
"...repression is precisely what is supposed to give rise to
the unconscious. There is no Freudian unconscious without
repression, but repression entails consciousness, so the concept
is contradictory." (Freud Under Analysis, The New York
Review of Books, Volume 46, Number 17 - November 4, 1999). Do you
agree?
A: Those who claim a contradiction in the notion of coexisting
Unconscious and Conscious Systems have not demonstrated any
inconsistency. A clear explanation of that coexistence,
understandable to undergraduates, is given in Raymond E.
Fancher’s textbook Psychoanalytic Psychology under the rubric
of "Freud’s Final Model of the Mind" (ch.7)
Q: Some critics have argued that your reading of Freud is
excessively narrow in that you overestimate Freud’s reliance
on cures to guarantee his ideas when he derived much from
nonclinical phenomena such as dreams, slips, jokes, fairy tales
and works of art. Freud’s faith in his ideas, they argue,
never wavered even when cures failed to materialize. What is your
response?
A: These critics oddly overlook that, in my books on
psychoanalysis, major attention is devoted to Freud’s dream
theory, to his ideas on the causation of mental disorders, and to
his theory of psychosexual development as well as to his
psychology of religion. My treatment of psychoanalysis reflects
my awareness of Freud’s 1927 dictum "I only want to feel
assured that the therapy will not destroy the science."